Shawna Yun, CRPC®

Operations Associate, Wealth Advisor

18 Years of Industry Experience

Shawna Yun began her career in the financial services industry at JPMorgan Chase in June 2000 as a financial analyst. She has also worked at USAA Investment Company, Waddell & Reed Financial, and UBS Financial Services. For the past eighteen years in the financial services industry, she has held various roles in management, relationship management, financial advising, financial analysis, and client services. Shawna obtained her Life and Health license in 2005, followed by the Charter Retirement Planning Counselor designation in 2008. She holds the Series 7, 63 and 65.

Shawna enjoys singing in her church choir and serves as a Deaconess at Full Gospel Korean Church. She is passionate about children’s causes and volunteers her time at Court Appointed Special Advocates, the Junior Achievement League and Gospel Justice Initiative. She has two wonderful boys, Ian and Zachary.

State Securities Law Exam

Series 65 – Uniform Investment Adviser Law Examination
Series 63 – Uniform Securities Agent State Law Examination

General Industry/Products Exam

SIE – Securities Industry Essentials Examination
Series 7 – General Securities Representative Examination

State Registrations

Texas

SRO Registrations

FINRA