Rob Lee, CFP® CRPS®

Senior Vice President, Wealth Advisor

24 Years of Industry Experience

Rob is a CERTIFIED FINANCIAL PLANNER™ professional and a Chartered Retirement Plan Specialist (CRPS). He is a graduate of Southwestern University and earned a Masters in Economics from Texas A&M. Rob has 29 years of experience having served as a Wealth Management Advisor in the Private Client Groups at J.P. Morgan and Merrill Lynch. Rob’s experience includes providing strategies for trust services, structured insurance settlements, needs of for profit and not-for-profit organizations, and total wealth management for individuals and families.

State Securities Law Exam

Series 65 – Uniform Investment Adviser Law Examination
Series 63 – Uniform Securities Agent State Law Examination

General Industry/Products Exam

Series 7 – General Securities Representative Examination

State Registrations

Indiana, Louisiana, Maryland, Missouri, Oklahoma, South Carolina, South Dakota, Tennessee, Texas, Utah

SRO Registrations