Neal Britt

Senior Vice President, Wealth Advisor, Sales Manager

15 Years of Industry Experience

Since joining Sovereign Wealth Advisors as Sales Manager and Wealth Advisor, Neal Britt has earned the nickname, “The Idea Man.” Neal takes total advantage of the unique privileges and accesses that being an independent Wealth Consultant through LPL Financial provides. He thrives on being able to provide unique, unbiased, personalized investment recommendations. His commitment to helping businesses, families, and individuals pursue their financial life goals is ingrained in his personality.

Neal explores personal, professional and financial goals with each client to ascertain true understanding of each unique situation. He educates his clients, discussing the risk/reward characteristics of differing asset classes and their contribution to overall portfolio asset allocation. Implementation of diversified investment methodologies is then employed in constructing tailored portfolios. His proactive management routines include careful portfolio monitoring and regular reviews of portfolio performance.

Prior to joining Sovereign Wealth Advisors, Neal was a successful Wealth Consultant with Morgan Stanley.

Education

University of Houston, Bachelor of Business Administration, Finance

State Securities Law Exam

Series 66 – Uniform Combined State Law Examination

General Industry/Products Exam

Series 31 – Futures Managed Funds Examination
Series 7 – General Securities Representative Examination

State Registrations

Alabama, California, Colorado, District of Columbia, Florida, Illinois, Indiana, Kansas, Louisiana, Maryland, Michigan, Missouri, Nebraska, New Mexico, Ohio, Oklahoma, Oregon, Rhode Island, Texas

SRO Registrations

FINRA

Additional Licenses & Registrations

General Lines Insurance License