My brother Jeff and I take an objective approach to help people meet their investment needs and goals. We take a disciplined approach to analyze individual financial situations, time horizon and risk tolerance. We then introduce a comprehensive and personally tailored plan using a combination of stocks, bonds and other investments. We help our clients pursue goals in many areas such as retirement planning, college planning and small business 401ks to name a few.
I grew up around the financial services industry as my father was a financial advisor for over 25 years and I interned during college for another senior advisor. I started my own career with Morgan Stanley in 1996 and have continued it with LPL Financial since 2005. My brother Jeff and I have over 40 years combined experience in the industry.
When I am not working I enjoy spending time with my wife and 2 children as well as playing poker, exercising or reading. I have spent the majority of my life in Houston, Texas, where I received a B.A. from The University of Houston.
I currently hold the following securities registrations: Series 7, 65 (held with LPL Financial), and Advanced Options and Group 1 Insurance licenses.
State Securities Law Exam
Series 65 – Uniform Investment Adviser Law Examination
Series 63 – Uniform Securities Agent State Law Examination
General Industry/Products Exam
Series 31 – Futures Managed Funds Examination
Series 7 – General Securities Representative Examination
California, Colorado, Louisiana, Texas