Together with my brother Marty, we offer our clients financial advice with integrity. We specialize in retirement planning and education savings for individuals and small business owners. We design customized financial plans to handle our clients’ financial issues and individual needs.
We literally grew up in this business as our father was also a financial advisor for 25 years. He passed his knowledge and belief in “doing right by the client” onto us, which helps guide our decision-making. Together Marty and I have been in the business for 40 years ourselves.
I am a 1991 graduate of the University of Texas with a BA in Government and a minor in Economics. I currently hold the following securities registrations: Series 7, Series 66, Series 31 (Managed Futures) through LPL Financial, and Group 1 (Insurance) license.
State Securities Law Exam
Series 66 – Uniform Combined State Law Examination
General Industry/Products Exam
Series 31 – Futures Managed Funds Examination
Series 7 – General Securities Representative Examination
California, Florida, Louisiana, South Carolina, Texas