My goal is to work with my clients to help them pursue a “Worry Free Retirement”.
Wealth Management Approach
I lead a highly experienced team to work with you, develop strategies and recommend personalized strategies designed to help you accumulate, protect and transfer your wealth. Our approach is flexible and accommodates your unique situation.
Understanding your Financial Objectives – We begin by asking questions to understand more about you and your financial objectives.
Developing Strategies – We analyze and evaluate your financial and personal information so we can perfectly match your objectives with sound strategies.
Implementing Strategies – Using these strategies, we develop customized strategies tailored to your goals and objectives, drawing from access to a wide selection of products and services.
Providing Timely, Ongoing Services – We regularly review your situation to help ensure your financial objectives are being addressed.
Seventeen years of experience in the financial industry; Seven years with Merrill Lynch as a Certified Financial Manager and Morgan Stanley, ten years with Sovereign Wealth Advisors & LPL Financial.
I’ve lived in Houston for 30 years; currently in Copper Lakes. I’m married to the former Cheryl K Jarvis, with two children; Steven, a graduate and former football player for OU, and Angela, a school teacher in Cy Fair school district, and graduate from Texas A&M University.
State Securities Law Exam
Series 66 – Uniform Combined State Law Examination
General Industry/Products Exam
Series 31 – Futures Managed Funds Examination
Series 7 – General Securities Representative Examination
Connecticut, Illinois, New Jersey, Texas