“Wealth planning and investment management strategies for families, corporate executives and privately-held business owners”
For individuals and families, we provide highly personalized wealth planning and investment management strategies defined by the client’s individual needs and goals. We want our clients to view us as their “financial partner.” Providing comprehensive, personalized strategies and access to a network of financial professionals, we help alleviate the stress that comes with making difficult financial decisions. We hope that by doing so we not only make these decisions less stressful, but also help free up time for family and enjoying life.
To me, trust and effective communication are the building blocks for a successful client-advisor relationship. As your wealth advisor and “financial partner,” my goal is to build and earn your trust through listening, understanding, relating and creating real solutions that address your financial concerns.
Background & Industry Experience
Began career in the financial services industry in 2002 with Morgan Stanley as a financial advisor. At Morgan Stanley, earned Series 7, 66 registrations (currently held with LPL Financial) and Group 1 insurance license. After Morgan Stanley, worked as a financial consultant at A.G. Edwards and Sons in downtown Houston for two years prior to joining the Sovereign Wealth Advisors in August of 2007 as Wealth Consultant.
State Securities Law Exam
Series 65 – Uniform Combined State Law Examination
General Industry/Products Exam
Series 31 – Futures Managed Funds Examination
Series 7 – General Securities Representative Examination
Alabama, Arkansas, California, Colorado, Georgia, New Mexico, New York, Oklahoma, Texas